Municipal Securities Rulemaking Board

Results: 1131



#Item
47173rd United States Congress / Financial economics / Finance / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Form 144 / Municipal Securities Rulemaking Board / United States securities law / United States Securities and Exchange Commission / Financial regulation

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]June 25, 2014

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Source URL: edgar.sec.gov

Language: English - Date: 2014-06-25 06:41:50
472Investment / Self-regulatory organizations / Municipal Securities Rulemaking Board / Securities / Bonds / U.S. Securities and Exchange Commission / Securities Exchange Act / Securities Industry and Financial Markets Association / Registered representative / Financial economics / United States securities law / Financial system

Comment Letter on File No. SR-MSRB[removed]

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Source URL: www.sec.gov

Language: English - Date: 2007-05-08 11:53:11
473Self-regulatory organizations / Financial system / 73rd United States Congress / United States Securities and Exchange Commission / Municipal Securities Rulemaking Board / Financial services / Electronic Municipal Market Access / U.S. Securities and Exchange Commission / Securities Act / United States securities law / Financial regulation / Financial economics

CH booklet, "Municipal Securities Rulemaking Board Rules"

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Source URL: www.occ.treas.gov

Language: English - Date: 2014-10-19 09:42:11
474Government bonds / Self-regulatory organizations / Electronic Municipal Market Access / Securities / Municipal Securities Rulemaking Board / Municipal bond / U.S. Securities and Exchange Commission / Auction rate security / Bond / Financial economics / Finance / Economics

M UNICIPAL SECUR ITIE S RULEM A K ING BOA R D[removed]FAC T BOOK

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Source URL: www.msrb.org

Language: English - Date: 2014-02-25 11:34:13
475Government bonds / Self-regulatory organizations / Electronic Municipal Market Access / Securities / Municipal Securities Rulemaking Board / Municipal bond / Auction rate security / U.S. Securities and Exchange Commission / Bond / Financial economics / Finance / Economics

M unicipa l Secur itie s rulem ak ing boa r d[removed]Fac t Book

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Source URL: www.msrb.org

Language: English - Date: 2012-03-06 14:16:41
476United States Securities and Exchange Commission / Financial economics / Finance / Municipal Securities Rulemaking Board / Investment Advisers Act / Financial adviser / U.S. Securities and Exchange Commission / Securities Act / Registered Investment Advisor / Financial regulation / United States securities law / 73rd United States Congress

Final Rule: Registration of Municipal Advisors

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Source URL: edgar.sec.gov

Language: English - Date: 2013-11-13 17:43:12
477Financial economics / Business / Dodd–Frank Wall Street Reform and Consumer Protection Act / U.S. Securities and Exchange Commission / Financial Industry Regulatory Authority / Chief compliance officer / Financial adviser / Investment Advisers Act / Securities regulation in the United States / Self-regulatory organizations / Financial regulation / Municipal Securities Rulemaking Board

MSRB Regulatory Notice[removed]Regulatory Notice[removed]Publication Date February 25, 2014

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Source URL: www.sec.gov

Language: English - Date: 2014-07-30 09:02:38
478Economy of the United States / Investment banks / Primary dealers / Banc of America Securities / Bank of America / Municipal Securities Rulemaking Board / U.S. Securities and Exchange Commission / Security / Securities Investor Protection Corporation / Financial economics / Investment / Self-regulatory organizations

Banc of America Securities,,, r, a Tab Timothy Stewart

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Source URL: www.sec.gov

Language: English - Date: 2007-02-12 13:59:50
479Self-regulatory organizations / Electronic Municipal Market Access / Government bonds / Securities / Municipal Securities Rulemaking Board / Municipal bond / U.S. Securities and Exchange Commission / Auction rate security / Security / Financial economics / Finance / Economics

2012 Fac t Bo o k M unicipa l Secur itie s rulem a k ing boa r d 2012

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Source URL: msrb.org

Language: English - Date: 2013-02-26 17:35:13
480Financial economics / Finance / 73rd United States Congress / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Form 144 / Municipal Securities Rulemaking Board / United States securities law / United States Securities and Exchange Commission / Financial regulation

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]June 5, 2014 The U.S. Securities and Exchange Commission announced the temporary suspension of trading

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Source URL: edgar.sec.gov

Language: English - Date: 2014-06-05 08:42:39
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